Since 1984, Snyderburn, Rishoi & Swann has represented investors, corporations, brokers and brokerage firms with a variety of civil and regulatory issues involving federal and state securities laws.

They represent securities brokerage firms, securities brokers and investment advisors as defense counsel when they have problems with government regulators such as the SEC or FINRA.

One reason you want Snyderburn, Rishoi & Swann on your team is that the firm’s partners bring significant securities experience to the table. Philip J. Snyderburn is the former Director of Securities for the State of Florida, Department of Banking and Finance, now known as the Department of Financial Services. He co-authored the last major rewrite of Florida’s securities laws in 1978.